Function and Form

Renato Bialetti
Renato Bialetti, the man known for being the “ambassador” of the Bialetti Moka pot, died on February 10 in Ascona at the age of 93.

All things in nature have a shape, that is to say, a form, an outward semblance, that tells us what they are, that distinguishes them from ourselves and from each other.

Unfailingly in nature these shapes express the inner life, the native quality, of the animal, tree, bird, fish, that they present to us; they are so characteristic, so recognizable, that we say, simply, it is ” natural” it should be so. Yet the moment we peer beneath this surface of things, the moment we look through the tranquil reflection of our- selves and the clouds above us, down into the clear, fluent, unfathomable depths of nature, how startling is the silence of it, how amazing the flow of life, how absorbing the mystery ! Unceasingly the essence of things is taking shape in the matter of things, and this unspeakable process we call birth and growth. Awhile the spirit and the matter fade away together, and it is this that we call decadence, death. These two happenings seem joined and interdependent, blended into one like a bubble and its iridescence, and they seem borne along upon a slowly moving air. This air is wonderful past all understanding.

Yet to the steadfast eye of one standing upon the shore of things, looking chiefly and most lovingly upon that side on which the sun shines and that we feel joyously to be life, the heart is ever gladdened by the beauty, the exquisite spontaneity, with which life seeks and takes on its forms in an accord perfectly responsive to its needs. It seems ever as though the life and the form were absolutely one and inseparable, so adequate is the sense of fulfilment.

Whether it be the sweeping eagle in his flight, or the open apple- blossom, the toiling work-horse, the blithe swan, the branching oak, the winding stream at its base, the drifting clouds, over all the coursing nun, form ever follows function, and this is the law. Where function does not change, form does not change. The granite rocks, the ever-brooding hills, remain for ages ; the lightning lives, comes into shape, and dies, in a twinkling.

It is the pervading law of all things organic and inorganic, of all things physical and metaphysical, of all things human and all things superhuman, of all true manifestations of the head, of the heart, of the soul, that the life is recognizable in its expression, that form ever follows function. This is the law. (Louis Sullivan, “The Tall Office Building Artistically Considered”)

I have explored the relationship between form and function across a range of readings for a while. David Pye, in particular, was really adamant in his insistence that form cannot follow function in design, largely because of the fact that when we design things, we cannot know exactly what they will be used for. His reaction, in the aftermath of functionalism is rational and well reasoned. The core part of Pye’s thesis is this:

There are, then, two widely different modes of design: one where the problem centres on requirements almost to the exclusion of appearance; one where appearance is the essence of the problem, and the designer can take the requirements in his stride. The first is typified by the modern ship or aircraft, the second by the medieval church or classical temple. Both modes— Design by Requirements and Design by Appearance—are equally capable of producing things we call beautiful. There is no great gulf between ‘utilitarian’ design by requirements and ‘artistic’ design by appearance, as though one were a lower order of activity from the other. The two are different in degree, not in kind; and the difference is simply that in one the designer has less freedom of choice than the other.

It has been said that in the first form of the object determined by its function, while the second it is determined by the designer’s ‘caprice,’ and it has been even maintained that the first kind of design is ‘right’ and the second ‘wrong.’ But in practice, the requirements that define the function of what is being designed merely enable the designer to determine the limits within the shape of it may vary: within those limits the designer has no option, but chooses whatever shape his ‘caprice’ (or good sense) suggests. (The Things We See: Ships)

Pye goes on to argue that constraint, far from limiting a designer, is the stimulus to producing truly interesting and innovative designs. Reading the frequently misread source of “form follows function” the positions of Sullivan an Pye don’t seem that far apart. The problem only arises when aesthetic puritans enter the scene, and start laying out absurd manifestos on the subject.

In context, what Sullivan is actually arguing (about tall buildings) is that there are certain affordances and constraints to the design of skyscrapers. They have basements and attics, which are generally best suited for building infrastructure and storage. They have first and second floors, which are easily accessible to people that are perfect for commercial and social applications. Finally, they have all the floors after that, which are usually divided into a sort of cellular structure, not unlike a bee-hive, for more bureaucratic functions. This three part structure follows the function that skyscrapers are designed for.

Prudential_Building_2013-09-08_12-21-41
An example of Sullivan’s 3 area design

He emphatically argues that any concept of an organic design for skyscrapers, such as designing them to grow from the earth like trees, is simply absurd. Buildings change when their functions change, not when designers whims change; until then, the layout of tall buildings will be relatively static. The concept of an organic building, e.g. Art Nouveau, is absurd. This, however, does not mean that Sullivan was against ornament in the same way that the puritans at the Bauhaus later were. It wasn’t an argument for inorganic (brutalist) design either.

Within the constraints he suggests, “form ever follows function” might mean the same thing Pye suggests— that function inevitably constrains design. Design begins, but does not necessarily end, with function.

Or, it also might be prudent that not only does form designate function (Rybczynski) it also emerges from it. I think that’s much closer to what Louis Sullivan initially suggests. The process, ultimately, sounds downright organic to me.

Another key take away is that as the function of things changes, so does their form. The residential home seems to be an interesting example of this. The change is slow almost to the point of being imperceptible.

It’s getting more plausible for me to think that tract houses are actually genetic relatives to the great manor houses of England, not just because of the “McMansions” that exist due to the whims of designers, but because the function of home has slowly changed over time. Office buildings, like Moka pots, have changed much less because their functions haven’t changed.

 

The Things We See

ShipsDavid Pye is frequently listed among the authors to read for woodworkers, famous more as a theorist than an artisan.

It took me a while to get around to surveying his works more carefully; The Nature and Art of Workmanship is the standard text on everyone’s list, with its deconstruction of Arts and Crafts via Ruskin and its formulations of “the workmanship of risk and the workmanship of certainty.” Actually, that’s his third book.

His first was this unassuming little volume from 1950: The Things We See No. 6: Ships. The text on the back is quite instructive. The series introduction reads:

The aims of the authors in this series is to encourage us to look at the objects of everyday life with fresh and critical eyes. Thus, while increasing our own daily pleasure, we also become better able to create surroundings that will give us permanent pleasure. To achieve this in the furnishing and equipping of our homes, we must buy with discrimination and so prove to the designers, who set the machines to work, that we are no longer bound by habit or indifference to whatever is offered.

The subjects range from ships, with their long and brilliant record in design, to houses, which have far too often needlessly marred the beauty of the English scene; and from furniture, in which shortage of materials is making a revolution in design essential, to printing and lettering in which many of us are unaware of the subtle variations in excellence or even of the differences between good and bad.

The British Journal of Photography is blurbed in tiny type, reading:

‘They run to 64 pages, are profusely and beautifully illustrated, and they cost half-a-crown apiece. They are marvels of the printer’s and publisher’s art, and should prove extremely popular. The can also prove of immense educational value. They are aids to informed understanding, can be used as text-books, and to provide subjects for discussions in study-circles, they direct the eye and mind to a cultured discrimination, and all this with subtle wit, based on expert knowledge.’

I was still able to procure a used copy from the UK for about 5 dollars shipped. An excellent educational expenditure, I must say.

I really admire the sheer eclecticism of the choices in this series, which ultimately aims not at creating artisans or craftsmen, but at creating educated consumers who can “buy with discrimination” thereby rewarding good designers of machine products. It’s a bit of a different twist from the arts and crafts/handicrafts explosion that it’s entering on the heels of. It’s not targeted at folk arts, but at industrial arts. Pye’s contribution is summarized in the front jacket by identifying its target audience:

Few things are more satisfactory to look at than ships. Old and new, large and small and of every sort, they can delight the eye as much as anything man has ever made. This book discusses their design; not from the point of view of the naval architect, shipowner, or seaman, but from the unspecialized view of the man or woman who likes to look at them. It is a book for anyone, seaman or landsman, to whom a ship is a work of art: and that a ship can be a work of art, its illustrations will bear witness.

There are also books on “Things inside and out,” furniture, public transportation, houses, pottery and glass, and gardens—a total of seven books were published in the series. Calling them books is being generous, they are more like illustrated essays, inexpensive but nicely printed. Industrial appreciation for a new peaceable kingdom, published by the Council of Industrial Design, founded by the Board of Trade in 1944.

According to one website, this series was about “environments,” and this is a central constituent of what I’ve been discussing in the arena of aesthetic well being. But obviously, coming from the Board of Trade, it is consumer education.

David Pye, 1950Like Morris before them, this new wave of craftsman and designers in twentieth century were in their own way seeking a better life through education. By then, the fracture between craftwork and design seems to be resolving itself in curious ways. Pye’s theories and frameworks which start to emerge from his first published work are a key.

Pye was primarily a wood turner and carver, so it’s interesting that a man involved in tactile pursuits begins with the visual dimension  of objects.

The piece of sand that makes the pearl in Pye’s wit and wisdom is functionalism. That’s apparent as early as this work from 1950:

This book is about the appearance of ships; and their appearance might seem a trivial matter compared to what they do. If they did not do their job we should go hungry, and if we were hungry we should be in no frame of mind to care what they looked like. The same argument can be applied to any number of things besides ships, and it is sound as far as it goes; so it would perhaps be reasonable before writing a book about the appearance of ships to reply to this argument and explain why their appearance seems worth discussion.

Any adequate reply would fill a book much larger than this. A ship’s appearance matters because, as the saying truly goes ‘it does you good to look at’ a fine ship or anything else that is beautiful. Nearly all things men design can be beautiful, and in spite of what is said of modern ugliness, a great many of them still are. It is true that you can live a fairly satisfactory life without paying any attention to beauty, just as you can without ever taking a holiday: but in either case you will have missed something that is wonderfully refreshing and would make life more satisfactory still. A handsome ship and an ugly one may be both equally good at fetching us food, but the handsome one provides us something else besides; which, if not a necessity, is much more than a luxury to anyone with an eye for it.

And any number of people would find they had an eye for it, if they would look, and put their mind to the shape of things as readily as they do to the tune of a song; instead of thinking about the purpose of the thing, or the value of it, or dismissing it from their mind because it is familiar or letting it remind them of something else. Our trouble, surely, is not that ‘we have no time to stand and stare,’ but that we have forgotten how to do it. (3-4)

“More than a luxury” is a concise way of putting it: one can’t really say that we might die from a lack of beauty, or the population would not be expanding; beauty is not a necessity. The idea that looking at something doesn’t necessarily entail having it remind you of something else (symbolism) is also a good way of putting a complex concept in a simple way. And assigning economic worth also impedes sight as well; does it really matter what things cost?

I wish I had read this book when I was first starting in photography in high school; The British Journal of Photography was certainly right to review it.  I simply adore the comparison to music, and while I have no great attraction to ships acquiring this piece of history inspires me to visit the boat museum in Oswego if this weather ever abates.

Pye’s critique of functionalism starts, but certainly doesn’t end there:

There are, then, two widely different modes of design: one where the problem centres on requirements almost to the exclusion of appearance; one where appearance is the essence of the problem, and the designer can take the requirements in his stride. The first is typified by the modern ship or aircraft, the second by the medieval church or classical temple. Both modes— Design by Requirements and Design by Appearance—are equally capable of producing things we call beautiful. There is no great gulf between ‘utilitarian’ design by requirements and ‘artistic’ design by appearance, as though one were a lower order of activity from the other. The two are different in degree, not in kind; and the difference is simply that in one the designer has less freedom of choice than the other.

It has been said that in the first form of the object determined by its function, while the second it is determined by the designer’s ‘caprice,’ and it has been even maintained that the first kind of design is ‘right’ and the second ‘wrong.’ But in practice, the requirements that define the function of what is being designed merely enable the designer to determine the limits within the shape of it may vary: within those limits the designer has no option, but chooses whatever shape his ‘caprice’ (or good sense) suggests. The function of an object may, it is true, be defined by requirements so exacting that as for instance in the hull of a ship, only one form or a few comparatively slight variations of it can fulfil them in each case. But nearly always, as in planning a ships accommodation, or a house, the designer can invent alternative arrangements each of which will fulfil the requirements; or perhaps no conceivable arrangement will perfectly fulfil them all, but several compromises are possible; and the designer, balancing the relative advantages and disadvantages, has to choose between them. In either case the designer has to make a choice; in the hull his freedom of choice is very limited, in the accommodations it is still limited, but less strictly.

If there is one certainty about the arts of design, it is that designers have always prefered to have limits set to their freedom of choice; and they find it intensely difficult to design shapes which satisfy the eye unless their freedom is limited.  (8)

I agree with this completely; as a photographer, I found that I simply couldn’t produce work that I was satisfied with without some sort of constraint, be it practical or aesthetic; some limit, some rule is absolutely essential even if it is self imposed. Pye discusses various constraints throughout the book, and in judging the quality of the designs highlights the mysterious nature of the process:

The designer himself cannot explain the quality of his design. He arrives at a good design by choosing one set of shapes in preference to another, but he may be too much preoccupied with meeting requirements to be conscious that he is doing so; and even if he is conscious of choosing, he will not be able to give any real explanation of the mental process that decides his choice; for just as the mental process of logical reasoning can find expression in words but not in the notes of music, so can the mental processes of designing find expression only in shapes but not in words. It is impossible to give a reasoned explanation of the beauty of design, simply because it is not the product of logical reasoning but of a different kind of thought. Looking at good design will help you understand it more than reasoning about it— or than reading about it. (13)

Meeting the requirements of an objects design doesn’t necessarily make it beautiful; beauty is a far more mysterious thing. Pye  later advances a more complex critique of functionalism (the idea that just because something is functional, it is somehow “beautiful”) than he does here. But this is a hell of a start.

a civilization ‘outside in’

Ceramic tile screen  by Bernard Leach
Ceramic tile screen by Bernard Leach

The art forms of a community are the crystallizations of its culture (which may indeed be a different thing from its civilization), and pottery traditions art no exception to the rule. In the T’ang period it is not difficult to recognize the Chinese genius for synthesis, here reinterpreting Greek and Buddhist ideology in terms of contemporary need, and combining these elements within the native framework of Taoist and Confucian concepts, thus fundamentally modifying and extending the boundaries of their ideas of beauty and truth. In the greatest period, that of the Sung dynasty, all of these different influences are welded together in one, for unification was then supreme. Until the beginning of the industrial era analogous processes of synthesis had always been working amongst ourselves, but since that time the cultural background has lost much of its assimilating force, and the ideas we have adopted and used have been molded into conformity with a conception of life in which imagination has always been subordinated to invention and beauty to the requirements of trade. In our time technique, the means to an end, has become an end in itself, and has thus justified the Chinese criticism of us as a civilization ‘outside in’.

Bernard Leach, A Potter’s Book (1976) p. 14 (originally published 1940)

I first became interested in Bernard Leach because of his relationship with Yanagi Sōetsu. He introduced Yanagi Sōetsu to William Blake’s works and Yanagi later wrote a book on Blake. He also introduced Yanagi Sōetsu to the western world.

What is most compelling to me about this particular quote is the dual ideas of imagination subordinated to invention and beauty to trade. Another curious thing about this bit is that productive tradition is framed as a process of assimilation, whereas most “traditionalist” would see assimilation as destructive of tradition, a diffusion of cultures rather than a focusing and synthesis. There is much to unpack.

The idea of imagination destructively being subordinated to invention is counterintuitive to the standard definition of imagination, which is frequently defined as the “invention” of new ideas from old, or the creation of new data beyond existing sense data. In either case, these definitions of imagination necessarily entail invention. What sort of imagination can exist without it?

It seems to me this can be answered without resorting to too many contortions through William Blake. One of the first things we read in my undergraduate seminar on Blake with R. Paul Yoder was his letter to Dr. Trussler from 1799, which begins:

Revd Sir

I really am sorry that you are falln out with the Spiritual World Especially if I should have to answer for it I feel very sorry that your Ideas & Mine on Moral Painting differ so much as to have made you angry with my method of Study. If I am wrong I am wrong in good company. I had hoped your plan comprehended All Species of this Art & Especially that you would not reject that Species which gives Existence to Every other. namely Visions of Eternity You say that I want somebody to Elucidate my Ideas. But you ought to know that What is Grand is necessarily obscure to Weak men. That which can be made Explicit to the Idiot is not worth my care. The wisest of the Ancients considerd what is not too Explicit as the fittest for Instruction because it rouzes the faculties to act. I name Moses Solomon Esop Homer Plato

I still remember those days fondly: “That which can be made explicit to the idiot is not worth my care” was a great way to start my first formal training in a poet which I had read since I was a teenager and barely understood. Of course it wasn’t easy: it wasn’t supposed to be. You’ve got to admire the balls on a guy who can write a letter to a guy who rejects your work that opens this way. What is most important about these contradictions is that they “rouze the faculties to act.” The key section in the letter, however, comes just a bit later:

I percieve that your Eye [s] is perverted by Caricature Prints, which ought not to abound so much as they do. Fun I love but too much Fun is of all things the most loathsom. Mirth is better than Fun & Happiness is better than Mirth–I feel that a Man may be happy in This World. And I know that This World Is a World of Imagination & Vision I see Every thing I paint In This World, but Every body does not see alike. To the Eyes of a Miser a Guinea is more beautiful than the Sun & a bag worn with the use of Money has more beautiful proportions than a Vine filled with Grapes. The tree which moves some to tears of joy is in the Eyes of others only a Green thing that stands in the way. Some See Nature all Ridicule & Deformity & by these I shall not regulate my proportions, & Some Scarce see Nature at all But to the Eyes of the Man of Imagination Nature is Imagination itself. As a man is So he Sees. (Erdman, 702)

Too much fun is loathsome; happiness is better than mirth, and to see the world imaginatively is the greatest happiness. The happiness that Blake speaks of here is seeing the world itself, not something foreign that has been invented and brought into it in the conventional sense— “Nature is Imagination itself” . To see things as they are sounds a bit like Bacon, whom Blake loathed, but Blake doesn’t fit into the empiricist frame. For Blake, “As a man is, So he Sees”—the man of inspiration and imagination is not the same sort of man as the man who refuses to see. Reverend Trussler had clearly fallen out with the spirit world: to truly see the world, for Blake, was to see God in the world.

Thus, the modernist impulse towards “making it new” sits  uneasily against Bernard Leach’s more Blakean view of imagination as nature. The subjugation of imagination to invention moves in lockstep with the dissimulation of beauty to the requirements of trade in Leach’s construction of the state of the arts, no doubt under the influence of William Morris: “In our time technique, the means to an end, has become an end in itself,” here, again, the modernist celebration of new and better machines seems to chafe in the mid century. Morris saw the structure of society as an unavoidable matrix which art emerges from: if society is shallow and obsessed with surface character, then so goes the arts. Leach references Morris, as the my leading quote continues:

Since the last quarter of the nineteenth century, the reaction started by William Morris has been taking place mostly outside industry and has culminated in what I have called the individual, or artist, craftsman. Beginning in protest against the irresponsible use of power, it came to an end in pseudo-medieval crafts little related to national work and life. Thence has arisen the affirmation of the mechanical age in art—functionalism. This, through let us say, Picasso, le Corbusier and Gropius of the Bauhaus, is having its effect on all crafts. A movement which however is based by its initiators on a new and dynamic concept of three-dimensional form, tends among those who attempt to carry over the idea into industry to an over-intellectual effort to discover norms of orderliness and utility. Such a process limits the enjoyment of work to the designer, and overlooks the irregular and irrational element in all fine activity including the making of pottery. (14-15)

It is important to remember here that Blake rebelled strenuously about conventional, mechanized regular typesetting choosing instead to write backwards in etching fluid to create his plates for his poetry. Both Blake and Morris tend to harken back to the earlier tradition of illuminated manuscripts as an antidote to industry. Though I do think Leach rightly indicts the degeneration of Morris’s arts and crafts movement to nonsensical medievalism. Interestingly, Leach’s attack on functionalism is picked up again by David Pye in 1962, which is where I have a mind to turn next.

The relationship/definitions of beauty and imagination play a key role in defining “happiness” in this pursuit of the “simple life” that I’ve been on about for the last bit. That’s the reason for these monumental digressions. Eventually, I’ll get back to William Morris: I really believe that his approach, and its fracture across the twentieth century, deserves a closer examination.